As 2018 quickly approaches, blood pressures might be rising at public companies.  Outside and in-house counsel alike are contemplating what has to be done in order to disclose the CEO pay ratio for the first time – from finalizing the…

Section 72003 of the Fixing America’s Surface Transportation Act (the “FAST Act”), enacted in December 2015, directed the Securities and Exchange Commission (the “SEC”) to carry out a study of the SEC’s disclosure requirements, with a view toward modernizing and…

What do public companies working to implement the pay ratio rules before next proxy season and Vince Gill circa 1989 have in common?  They have both seen a sight for sore eyes, as the guidance released by the SEC on…

The SEC adopted changes to the Form ADV in an effort to modernize and enhance the disclosure requirements.  These changes will go into effect October 1, 2017.  The SEC anticipates that the amended form will fill data gaps and improve…